Performing BSA/AML/OFAC Risk Assessments Properly-By AtoZ Compliance

Key Take Away:

This AML compliance program webinar will summarize the importance of performing BSA/OFAC/AML risk assessments properly and will discuss the various components needed to implement an effective BSA risk assessment.


This webinar will explain what is needed to maintain an appropriate risk assessment on-going of BSA/AML/OFAC.

Why Should You Attend:

This webinar will provide insight in to what regulators and examiners expect from financial institutions/financial regulatory compliance professionals in their BSA/AML/OFAC risk assessments.

Areas Covered In This Webinar:

BSA/AML/OFAC risk assessment expectations
Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC
Areas to be covered by the security risk assessment
Third party vendor risk assessment examples, risk rating guidelines and suggestions
Monitoring of risk ratings

Learning Objectives:

Conduct an effective BSA/AML Risk Assessment for your financial institution
Implement effective BSA/AML risk assessments
Implement best-practice risk assessment strategies
Advise management on continuous monitoring of BSA/AML risk
Advise management of how the BSA/AML risk assessment plays a critical role in the Enterprise Risk Model
Recommend BSA/AML risk assessment approaches and oversight

Who Will Benefit:

BSA Officers
BSA Personnel
Audit Personnel
Senior BSA management

For more information, please visit :
Toll Free: +1- 844-414-1400
Tel: +1-516-900-5509
Speakers Profile:

Gina Lowdermilk
Gina Lowdermilk is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders.

Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality. Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills.

She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. Gina has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients.


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