How BSA/AML risk assessments play a critical role in the enterprise risk model -By AtoZ Compliance

April 11th, 1:00 PM – 2:00 PM EDT

If appropriate risk ratings are important for your business, then we have the right module for you in this webinar.

This session will summarize the importance of performing BSA/OFAC/AML risk assessments properly and the various components needed for implementation. Understand;

  • Effective risk assessments
  • Best practice strategies
  • Continuous monitoring
  • How it plays a critical role in the enterprise risk model
  • Recommended approaches and oversight

Why Should You Attend:

This webinar will provide insight in to what regulators and examiners expect from financial institutions/financial regulatory compliance professionals in their BSA/AML/OFAC risk assessments.

Areas Covered In This Webinar:

  • BSA/AML/OFAC risk assessment expectations
  • Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC
  • Areas to be covered by the security risk assessment
  • Third party vendor risk assessment examples, risk rating guidelines and suggestions
  • Monitoring of risk ratings


Instructor Dr. Gina J. Lowdermilk, is a highly experienced and educated financial regulatory compliance professional.

At AtoZ Compliance, we focus on our core values – quality, expertise, and customer experience which are the foundation of our business. We believe that our up to date training programs will help you grow and succeed in your business.


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